Our Securities and Investment Funds teams explain how a company’s new Retail Voting Program, approved by the Securities and Exchange Commission (SEC), aims to streamline retail shareholder ...
SEC Approves Groundbreaking Retail Voting Program to Promote Retail Shareholder Participation This major shift in policy from the SEC is historical since the SEC had maintained that SVIs were not an ...
On September 15, 2025, the SEC’s Division of Corporation Finance issued no-action relief to ExxonMobil (Exxon) regarding the company’s retail voting program in response to a request letter submitted ...