The Financial Industry Regulatory Authority fined Pershing LLC $3 million on Monday for failing to maintain certain reserve levels and for supervisory failures. Finra said Pershing, a unit of the Bank ...

Morgan & Morgan filed a lawsuit Wednesday in Florida Middle District Court against Bank of New York Mellon over alleged employment discrimination. Th case was filed on behalf of Terri Mayle. Counsel ...

Pershing LLC, a BNY Mellon Corp. company, has rolled out an enhanced asset management account that offers more flexibility and a greater ease of use. Pershing LLC, a BNY Mellon Corp. company, has ...

Ashton Thomas Securities, a hybrid broker-dealer of Ashton Thomas Private Wealth whose advisors manage over $5B in client assets, will use Pershing's clearing and custody services, as well as BNY ...

When it comes to rapid growth of registered investment advisory firms, broker-dealers must either “feed the monster that will eat them” or find a way to accommodate their brokers' advisory business, ...

Wove is an industry-first platform that enables wealth advisors to seamlessly connect all the components of a client's financial picture in one place. "When building Wove, we went beyond just having ...

Hunting for hybrids: First Allied to offer platform to attract dually registered advisers In an effort to attract stockbrokers migrating to a fee-based advisory practice, First Allied Securities Inc., ...