Giving a presentation is a nerve-wracking experience for most people, so delivering a smooth, end-right-on-time presentation is a tall order for a lot of us. Take a cue or two from popular author and ...
On March 19, 2025, the Securities and Exchange Commission (SEC) staff issued an update to its frequently asked questions (FAQ)[1] guidance with respect to registered investment advisers’ compliance ...
With the addition of this question-and-answer to the FAQs, the market now has the SEC Staff’s formal view with respect to whether, if an advertisement presents gross performance information for a ...
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