The Securities and Exchange Board of India (SEBI) regulates India's securities markets, akin to the U.S. SEC. Discover its key roles and investor protection objectives.
Whole-time members form part of SEBI’s top decision-making body and oversee key regulatory and operational functions.
SEBI is developing a light-touch penalty structure for investment advisers to enhance compliance, transparency, and fairness ...
SEBI released a circular introducing detailed operational, governance, and risk management requirements for custodians following amendments to the Custodian Regulations. The guidelines mandate ...
To ease compliance for research analyst firms, SEBI created a separate certification module for sales and relationship managers who interact with clients but do not perform research ...
The Supreme Court and various commissions and committees have repeatedly noted that the Securities and Exchange Board of ...
Sebi chief Tuhin Kanta Pandey says the regulator will review overlaps between mutual fund distributors and investment ...
Opinion
5dOpinion
Unfiltered: SEBI’s Formula-Based Settlement System Under Scrutiny Over Fairness And Transparency
SEBI introduced a settlement mechanism in 2007 to prevent clogging of the enforcement pipeline by minor violations and to allow the regulator to focus on serious market abuse. However, in the past two ...
SEBI chief asked investment advisors to promote responsible investing, educate clients about risks, and spread awareness ...
Sebi mandates custodians to separate regulated and unregulated services through distinct units, enhancing governance and risk ...
In a move aimed at reducing regulatory burden and improving ease of doing business, markets regulator Sebi on Wednesday eased certification requirements for Persons Associated with Research Services ...
Some results have been hidden because they may be inaccessible to you
Show inaccessible results