On June 11, 2025, the U.S. Securities and Exchange Commission (SEC) and the Commodity Futures Trading Commission (CFTC) have once again delayed the compliance date for the amendments to Form PF, ...

US regulators have proposed raising reporting thresholds for private fund advisers under Form PF, potentially exempting nearly half of current filers. The SEC and CFTC say the changes would still ...

We collaborate with the world's leading lawyers to deliver news tailored for you. Sign Up for any (or all) of our 25+ Newsletters. Some states have laws and ethical rules regarding solicitation and ...

On April 20, the U.S. Securities and Exchange Commission (SEC) and Commodity Futures Trading Commission (CFTC) jointly issued [1] proposed amendments to Form PF (Proposed Amendments), the nonpublic ...

Benjamin Schiffrin, Director of Securities Policy at Better Markets, a non-profit, non-partisan, and independent organization founded in the wake of the 2008 financial crisis to promote the public ...

We collaborate with the world's leading lawyers to deliver news tailored for you. Sign Up for any (or all) of our 25+ Newsletters. Some states have laws and ethical rules regarding solicitation and ...

WINDSOR, Conn., Nov. 25, 2024 /PRNewswire/ -- SS&C Technologies Holdings, Inc. (SSNC) (Nasdaq: SSNC) today announced that TIFF Investment Management, a leading provider of custom advice and investment ...

The SEC and CFTC jointly proposed raising reporting thresholds and streamlining Form PF, aiming to ease compliance for nearly half of current filers while retaining critical systemic risk data. The ...

The Securities and Exchange Commission and Commodity Futures Trading Commission jointly adopted amendments to expand reporting requirements for large hedge funds and other private fund managers. Under ...

The Securities and Exchange Commission and U.S. Commodity Futures Trading Commission each voted to further extend the date for investment advisers to comply with amendments to Form PF, the ...