In light of the release of FINRA's "2019 Report on Examination Findings and Observations," it's worth discussing the rapidly growing compliance challenges and risks for financial institutions (FIs) in ...
The digital transformation of manufacturing, dubbed “Industry 4.0,” brings together a myriad of technologies, but the competitive advantage comes from making them work in harmony. On the factory floor ...
An Electronic Communication Network (ECN) is a type of computerized system that facilitates trading financial products, such as currencies or stocks, by connecting buyers and sellers directly without ...
Access methods are multiplexing techniques that provide communications services to multiple users in a single-bandwidth wired or wireless medium. Communications channels, whether they’re wireless ...
April 12, 2022 - As technology continues to evolve and new modes of electronic communication are born, companies are faced with increased compliance challenges and heightened regulatory risks. With ...
As the real-life impact of the CrowdStrike and Microsoft outage continues to unfold, one thing is clear: building crisis communication strategies is an essential part of leadership. It’s a step that ...
SEC examiners are concerned that the way mobile and personally owned communications devices are used by advisers pose challenges in their meeting obligations under the Books and Records Rule and the ...
The ability to communicate information is one of the most powerful evolutionary advantages that humans have – if not the most powerful advantage – so why do we so often make a hash of it? The reality ...
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