Investopedia

What Are Underlying Securities? Definition, Details, and Examples

Lucas Downey is the co-founder of MoneyFlows, and an Investopedia Academy instructor. Thomas J Catalano is a CFP and Registered Investment Adviser with the state of South Carolina, where he launched ...
JD Supra

ESMA Calls for a Uniform Definition of “Derivatives” Under EMIR

The European Securities and Markets Authority has requested clarity on the definition to ensure consistent application across member states. Following industry lobbying, the European Securities and ...
JD Supra

The “Conflict of Interest” Defense to Shareholder Derivative Standing

In shareholder derivative litigation, defendants occasionally argue that the plaintiff – who ostensibly sues on behalf of the company and its owners in a fiduciary capacity – has some form of conflict ...
Investopedia

What Are Identifiable Assets? Definition, Examples & Uses

Adam Hayes, Ph.D., CFA, is a financial writer with 15+ years Wall Street experience as a derivatives trader. Besides his extensive derivative trading expertise, Adam is an expert in economics and ...