Effective August 16, 2021, the dollar thresholds specified in the definition of “qualified client” under Rule 205-3 of the Investment Advisers Act of 1940, as amended (Advisers Act) will increase (i) ...

The SEC recently adopted an amendment increasing the net worth threshold set forth in the definition of "qualified client" under the Advisers Act. For an investment adviser that is registered with the ...

Learn how segregation protects client investments in the securities industry by keeping assets separate. Explore its definition, examples, and implications for investors.

The SRA's proposals could reduce the administrative and financial burden of maintaining a client account and obtaining an accountant's report, writes Max Masters The SRA's proposals could reduce the ...

An architecture in which the user's PC or mobile device (the client) is the requesting machine and the server is the supplying machine, both of which are connected via a local area network (LAN) or a ...